Hong Kong SFC Licensed Individuals Directory

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A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.

Kai Ye Loh CE BYI868 - active, Jefferies Hong Kong Limited Naji Sayed Ashry CE BYI324 - active, Merrill Lynch (Asia Pacific) Limited Kai Fung Michael Cheung CE BYG804 - active, Morgan Stanley Asia Limited Simin Liu CE BYA910 - active, NEXTCORE ASSET MANAGEMENT LIMITED Yi Yu CE BYE694 - active, Pan Capital Management (Hong Kong) Limited Ning Wang CE BYG355 - active, Panda Securities Company Limited Jimmy Pin CE BYE930 - active, SG Securities (HK) Limited Jung-Li Chien CE BYB048 - active, SinoPac Securities (Asia) Limited Shue Him Murphy Li CE BYD140 - active, UOB Kay Hian (Hong Kong) Limited Hongting Zhou CE BYB674 - active, UOB Kay Hian (Hong Kong) Limited Adam Andrew Janikowski CE BXW500 - active, Wealth Management Cube Limited Xiang Li CE BYH925 - active, ARDIAN Hong Kong Limited Felix Studholme-Wilson CE BYG609 - active, ActusRayPartners Limited Bin He CE BYI279 - active, Ark Group Holdings (Hong Kong) Limited Joshua James Lim CE BYE541 - active, Asia Debt Management Hong Kong Limited Choi Ting Chan CE BYI065 - active, BCT Financial Limited Rongde Yang CE BYH785 - active, Balance Asset Management (Hong Kong) Limited Alexander Tom CE BYG041 - active, BNP Paribas Securities (Asia) Limited Xinyu Yue CE BYI189 - active, Barclays Capital Asia Limited Huadong Fang CE BYA184 - active, CDH Investments Management (Hong Kong) Limited Vincent Wing Yin Poon CE BYC466 - active, CMB International Securities Limited Jiaao Wei CE BYG208 - active, China Securities (International) Brokerage Company Limited Shuyi Zhang CE BYF252 - active, China Securities (International) Brokerage Company Limited Ying Li CE BUU939 - active, Dream'ee (Hong Kong) Capital Limited Tomas Charles Duggan Wallington CE BYE497 - ceased Linfeng Li CE BYH668 - active, Fosun International Securities Limited Xiang Li CE BYE917 - active, Fosun International Securities Limited Tianyu Ma CE BYH666 - active, Fosun International Securities Limited Sina Cha CE BVZ540 - active, Futu Securities International (Hong Kong) Limited Weiran Ma CE BYE948 - active, Futu Securities International (Hong Kong) Limited Shujing Feng CE BYB673 - active, Guolian Securities International Capital Market Co., Limited Zi Ye CE BXX138 - active, Guosen Securities (HK) Brokerage Company, Limited Liangyu Pan CE BYH550 - active, HSBC Corporate Finance (Hong Kong) Limited Yi Su CE BYH563 - active, HSBC Corporate Finance (Hong Kong) Limited Jiazhe Dai CE BYG176 - active, Haitong International Capital Limited Yongyu Qin CE BYC707 - active, Huaan Securities (Hong Kong) Asset Management Limited Songyi Kang CE BYH795 - active, Huafu International Securities Limited Siu Kei Ho CE BYG672 - active, ICBC International Securities Limited Zhenghao Liu CE BYG349 - active, KGI Asia Limited Mei Yi Kong CE BYD113 - active, Manulife Investment Management (Hong Kong) Limited Mingkai Jia CE BYG406 - active, Millennium Capital Management (Hong Kong) Limited Pui Kuen Lee CE BYE611 - active, Manulife Investment Management (Hong Kong) Limited Riho Tsuruta CE BYI784 - active, Mizuho Securities Asia Limited Yee Ting Yeung CE BYG195 - ceased Likun Zhang CE BYB894 - active, Orient Securities (Hong Kong) Limited Chun Ching Wong CE BYI494 - active, Nomura International (Hong Kong) Limited Xiaoliang Guo CE BYC390 - active, QUANTUM JADE INVESTMENT LIMITED Ying Li CE BYC350 - active, QUANTUM JADE INVESTMENT LIMITED Sumit Sarkar CE BYE051 - active, Qube Research & Technologies Hong Kong Limited Jack Hedley Charles Barrass CE BYC204 - active, Schonfeld Strategic Advisors (Hong Kong) Limited Xuanhe Qi CE BYE548 - active, SG Securities (HK) Limited Chui Yu Li CE BXX375 - active, Winner Zone Asset Management Limited Binhao Zhou CE BYC776 - active, Yue Xiu Securities Company Limited Wenyong Qi CE BXQ211 - active, Advent Securities (Hong Kong) Limited Xiaoyi Feng CE BYE189 - active, CITIC Securities Asset Management (HK) Limited Tsz Yu Samuel Ng CE BYF102 - active, Central Asset Investments and Management Holdings (HK) Limited Yuhan Fu CE BYH796 - active, Citigroup Global Markets Asia Limited Pak Ho Paul Chan CE BYI690 - active, Goldman Sachs Asset Management (Hong Kong) Limited Boxiong Li CE BYF824 - active, Guolian Securities International Capital Co., Limited Siyuan Wang CE BYH633 - active, Guotai Junan Securities (Hong Kong) Limited Kanghong Yuan CE BYE352 - active, ICBC UBS Asset Management (International) Company Limited Tom Tin Nam Ng CE BYG571 - active, JPMorgan Funds (Asia) Limited Aditi Sharma CE BYB476 - active, MY.Alpha Management HK Advisors Limited Chunxi Tan CE BYH994 - ceased Changhwan Lee CE BYC483 - active, Shinhan Securities Asia Limited Tsz Wan Hon CE BYE744 - active, VC International Asset Management Limited Wentao Ni CE BVA958 - active, Vision Asset Management (HK) Limited U Hoi Andrew Kwong CE BCA085 - active, SAGE CAPITAL INVESTMENT LIMITED Xiao Xiao CE BWX248 - active, SAGE CAPITAL INVESTMENT LIMITED Kenneth Chan CE BYF423 - active, Aspenwood Capital Limited Ning Duan CE BWR943 - active, Centaur Securities Limited Ying Yu Lai CE BYB959 - active, EG Asset Limited Pui Hei Lee CE BYC412 - active, FTI Capital Advisors (Hong Kong) Limited Tsz Ching Ho CE BXV808 - active, Futu Securities International (Hong Kong) Limited Xingtong Chen CE BYC431 - active, Goldhorse Securities Limited Mingwei Huang CE BYI773 - active, Goldman Sachs (Asia) L.L.C. An Cui CE BYF909 - active, Huatai Financial Holdings (Hong Kong) Limited John Aram Bell CE BYG138 - active, J.P. Morgan Broking (Hong Kong) Limited Jingyi Yan CE BYI769 - active, Goldman Sachs (Asia) L.L.C. Jiaqi Guo CE BYJ571 - active, Jefferies Hong Kong Limited Xueqi Zhang CE BXW260 - active, L&S Investment Management Limited Ellen Carole Byrnes CE BYJ451 - ceased Junsong Chen CE BYI772 - active, Point72 Hong Kong Limited Chenxin Guo CE BYG146 - active, RICH FOREVER FAMILY OFFICE LIMITED Menger Wang CE BYF726 - active, Rui Da International Finance Holding Limited Xiangjie Wang CE BXT716 - active, Southwest Securities (HK) Brokerage Limited Jonathan Alexander Gordon Allen CE AVA522 - active, Threadneedle Portfolio Services Hong Kong Limited Andrew Christian Tan Lee CE BYI356 - active, UBS Securities Asia Limited Jiajun Yu CE BYI275 - active, UBS Securities Asia Limited Tengfei Zhang CE BXZ802 - active, Markstone Capital Management Limited Jae Kai Wei Lee CE BYG703 - active, BlackRock Asset Management North Asia Limited Qianhui Ruan CE BYF929 - active, CLSA Limited Yuxiang Liao CE BYE846 - active, China Merchants Securities (HK) Co., Limited Tianshu Liu CE BYE849 - active, China Merchants Securities (HK) Co., Limited Senran Wei CE BYE848 - active, China Merchants Securities (HK) Co., Limited Ao Deng CE BYD948 - active, First Shanghai Capital Limited Hengxiao Xu CE BYA117 - active, GF Capital (Hong Kong) Limited Yi Qiu CE BYF012 - active, Gentech Capital (Hong Kong) Limited Charles Henry Yiren Lucas CE BYI900 - ceased Li Hui Suo CE BYI874 - active, Goldman Sachs (Asia) L.L.C. Yakun Zhang CE BYI832 - active, Goldman Sachs (Asia) L.L.C. Beket Yermekov CE BYJ751 - active, Jane Street Asia Pacific Limited Xuan Long Hoang CE BYI372 - active, Mizuho Securities Asia Limited Cheuk Kee Lo CE BYJ110 - active, Mizuho Securities Asia Limited Hoang Viet Phan CE BYI370 - active, Mizuho Securities Asia Limited Yafang Zhang CE BYE691 - active, Perseverance Research Consulting Company Limited Zuozhou Wang CE BYF500 - active, Pryme Capital Limited Bolun Wen CE BYF014 - active, SDIC Securities (Hong Kong) Limited Chen Liu CE BYB354 - ceased Lusheng Lyu CE BYE306 - active, TSY Capital Limited Su Mynn Ying CE BYJ015 - ceased Jane Alexis Wagner Bleeg CE BYI464 - ceased Lun Li CE BYC088 - active, CITIC Securities International Global Markets Limited Hanxiang Yao CE BYE252 - active, CITIC Securities International Global Markets Limited Yujin Li CE BYA689 - active, CPIC Investment Management (H.K.) Company Limited Tomoki Kurahashi CE BYH954 - active, CLSA Limited Hyun Soo Park CE BYI023 - ceased Takero Fujiwara CE BYJ685 - ceased Tian Qi Chong CE BYJ061 - active, EM Investment Management Limited Chun Ching CE BYE403 - active, Emperor Securities Limited Chi Hang Chan CE BYG572 - active, Everbright Securities Investment Services (HK) Limited Yong Zhang CE BXX901 - active, FWD Financial Planning Limited Mai Luo CE BYI760 - active, Forthright Securities Company Limited Ka Ming Au CE BYJ218 - active, Goldman Sachs Asset Management (Hong Kong) Limited Tsz Ho Chan CE BYJ338 - active, Goldman Sachs (Asia) L.L.C. Duheng Feng CE BYH733 - active, HSBC Corporate Finance (Hong Kong) Limited Jiangyue Qi CE BYH707 - active, HSBC Corporate Finance (Hong Kong) Limited Yiwen Zhang CE BYH664 - active, HSBC Corporate Finance (Hong Kong) Limited Jingjing Zhou CE BYH544 - active, HSBC Corporate Finance (Hong Kong) Limited Wen Ay Reina Ng CE BYJ157 - active, Goldman Sachs (Asia) Securities Limited Henry Zhang CE BYI496 - active, Houlihan Lokey (China) Limited Ninad Devang Shah CE BYI777 - active, JPMorgan Funds (Asia) Limited Ka Wing Karen Siu CE BYI036 - active, JPMorgan Funds (Asia) Limited Ning Qin CE BYH988 - active, Morgan Stanley Asia Limited Yuen Ying Jackie Wu CE BYI360 - active, Morgan Stanley Asia Limited Jiahao Sun CE BYF788 - active, Point72 Hong Kong Limited Zongqing Jiang CE BYD684 - active, RuiLian Financial Group Company Limited Yuxi Hou CE BYE194 - active, Bitfire Asset Management (Hong Kong) Limited Yingjing Liu CE BXM925 - active, Sinolink Securities (Hong Kong) Company Limited Na Wei CE BYE624 - active, Sinolink Securities (Hong Kong) Company Limited Yang Shi CE BYB110 - active, Symmetry Investments (Hong Kong) Limited Houliang Du CE BYG260 - active, Zhong Ou Asset Management International Limited Yi Ge CE BYD797 - active, China International Capital Corporation Hong Kong Securities Limited Shujian Liu CE BYG167 - active, China International Capital Corporation Hong Kong Securities Limited Tianying Cao CE BYF146 - active, EXIO Limited Weizhi Zheng CE BYG299 - active, E Fund Management (Hong Kong) Co., Limited Xi Zheng CE BYG837 - active, E Fund Management (Hong Kong) Co., Limited Cheuk Yin Ko CE BYA325 - active, FWD Financial Planning Limited Hau Ling Tse CE BYE962 - active, First Seafront Asset Management Limited Yiyu Hu CE BXY251 - ceased Haifeng Bai CE BYB734 - active, Fulbright Securities Limited Zijian Luo CE BXS172 - active, Guosen Securities (HK) Capital Company Limited Jeffrey Max Lin CE BYJ470 - active, Goldman Sachs (Asia) L.L.C. Junming Lin CE BYJ891 - active, Jefferies Hong Kong Limited Keebum Hong CE BYJ695 - active, Merrill Lynch (Asia Pacific) Limited Shancheng Kong CE BYF811 - active, MoneyMore Securities Limited Tinbo Chui CE BYJ819 - active, Morgan Stanley Asia Limited Joe Hui Ng CE BYJ694 - active, Merrill Lynch (Asia Pacific) Limited Lingyu Zhang CE BYC422 - active, Orient Securities (Hong Kong) Limited Yao Qin CE BYB049 - active, Ping An Securities (Hong Kong) Company Limited Jingcheng Song CE BYJ005 - active, Nomura International (Hong Kong) Limited Xuefei Wang CE BXQ054 - active, Riches Credit Asset Management Limited Na Yu CE BYI107 - active, T. Rowe Price Hong Kong Limited Ming Chi Leung CE BYB569 - active, UOB Kay Hian (Hong Kong) Limited Minhe Gao CE ASN797 - active, Star Isle Investment Limited Yue Zhao CE BYF721 - active, CMB International Securities Limited Wenxing Chen CE BYI364 - active, Chief Securities Limited Enhao Wang CE BYB980 - active, Mega-Faith Associates Limited Matthew Michael Wittlin CE BXB684 - active, Fortress Investment Group (HK) Limited Yuxuan Sui CE BYA650 - active, First Shanghai Securities Limited Ziyou Ning CE BYJ609 - active, Forthright Securities Company Limited Yuxi Li CE BYH759 - active, Fosun International Securities Limited Chun Hoi Fong CE BYI344 - active, Futu Securities International (Hong Kong) Limited Jian Liu CE BXN267 - active, Guosen Securities (HK) Capital Company Limited Luka Medic CE BYJ605 - active, Goldman Sachs (Asia) L.L.C. Zhen Wen CE BYG338 - active, Hel Ved Capital Management Limited Ching Yan Wong CE BYI826 - active, ICBC International Fund Management Limited Hae Won Kim CE BYA963 - active, J.P. Morgan Securities (Far East) Limited Adel Kambar CE BYE454 - active, Liquidity Finance (Hong Kong) Limited Olivier Grubestedt CE BYA715 - active, Millennium Capital Management (Hong Kong) Limited Jeason Alcide Jean-Christophe Ribeyro CE BYG284 - active, Natixis Asia Limited Pierre-Chanel Marie Martin Rouxel CE BYF607 - active, Natixis Asia Limited Hing Fung Chan CE BYI035 - active, Nice Talent Asset Management Limited Joan Lui King Lam CE BYD816 - active, Opus Capital Limited Yan Lok Hon CE BYJ443 - active, Nomura International (Hong Kong) Limited Miu Kwan Lam CE BXW284 - active, Pixiu Asset Management Limited Yuehui Su CE BYH627 - active, SinoPac Securities (Asia) Limited Yang Lyu CE BXY019 - active, Tenbagger Investment Management (Hong Kong) Limited Rainbow Kai Yu Lee CE BYB699 - active, Winner Zone Asset Management Limited Pei-Hsuan Lin CE BYF026 - active, Wisdom Asset Management Limited Shan Wu CE BXL428 - active, Orange Asset Management (Hong Kong) Limited Tsz Kin Ling CE BYH735 - active, Allfunds Hong Kong Limited Yin Hei Lee CE BYI908 - active, Axial Partners Limited Ka Ho Cheung CE BYJ148 - active, BCT Financial Limited Ching Tung Chan CE BYI531 - active, Blackstone Group (HK) Limited, The Yihan Chen CE BYE438 - active, CITIC Securities International Global Markets Limited Yifei Ren CE BYF110 - active, CITIC Securities Brokerage (HK) Limited Yixuan Chen CE BYE463 - active, China Asset Management (Hong Kong) Limited Yutong Wu CE BYF063 - active, China Asset Management (Hong Kong) Limited Zhengyi Li CE BYG426 - active, China Securities (International) Brokerage Company Limited Keyi Xu CE BYF349 - active, China Securities (International) Brokerage Company Limited Mengbo Zhang CE BYH758 - active, Delight Hong Kong Asset Management Limited Amaury Francis Charles Cambier CE BYJ645 - active, Goldman Sachs (Asia) L.L.C. Rui Cai CE BYI872 - active, Guotai Junan Capital Limited Zihan Li CE BYI945 - active, Guotai Junan Capital Limited Shiliang Tang CE BYI299 - active, Guotai Junan Capital Limited Muk Yan Chung CE BYJ697 - active, Goldman Sachs (Asia) L.L.C. Yanqi Feng CE BYJ882 - active, Goldman Sachs (Asia) L.L.C. Peng Zhang CE BYI766 - active, Haitong International Capital Limited Si Yu Huang CE BYE731 - active, Hidden Hill HK Investment Management Limited Chengfei Yan CE BYI867 - active, Goldman Sachs (Asia) L.L.C. Kai-I Chang CE BYG225 - active, Mirae Asset Securities (HK) Limited Lia Luo Jia Qian Vilayvong CE BYI611 - active, Nomura International (Hong Kong) Limited Ning Yan CE BYE173 - active, Zynergy Asset Management Limited Fang Liu CE BXN187 - active, Vast Pacific Asset Management Limited Jun Wang CE BXN184 - active, Vast Pacific Asset Management Limited Lan Wang CE BYF268 - active, Anli Securities Limited Shijie Kuang CE BYJ507 - ceased Qin Wang CE BYH724 - active, China Securities (International) Asset Management Company Limited Liya Qin CE BYI513 - active, China Securities (International) Brokerage Company Limited Yifan Hong CE BYH545 - active, E Fund Management (Hong Kong) Co., Limited Feng Peng CE BYJ520 - active, Fosun Asset Management Limited Warit Charaspreedalarp CE BYJ812 - active, Goldman Sachs (Asia) L.L.C. Faliang Qin CE BYG666 - active, Haitong International Capital Limited Tong Sun CE BYG405 - active, Haitong International Capital Limited Guangzhong Yu CE BYG432 - active, Haitong International Capital Limited Hanyang Zhang CE BYG736 - active, Haitong International Capital Limited Ho Cheung Michael Sun CE BYJ818 - active, Goldman Sachs (Asia) L.L.C. Jingjing Sun CE BYI154 - active, KGI Asia Limited Ruoshui Zhang CE BXH599 - active, Lanting Investment (HongKong) Limited Muhammad Abraar Hashim Musa CE BYC428 - active, Millennium Capital Management (Hong Kong) Limited Wai Yin Brian Leung CE BYJ785 - active, Mizuho Securities Asia Limited Sunyub Kim CE BYK257 - active, NH Investment & Securities (H.K.) Limited Changlin Yang CE BYI031 - active, Nice Talent Asset Management Limited Kwok Lung Chong CE BYE400 - active, Pathway Capital Management (HK) Limited Xuechun Fu CE BYI783 - active, Sanford C. Bernstein (Hong Kong) Limited Lingjun Zhao CE BYJ911 - active, UBS Securities Hong Kong Limited Aniket Akshay Shah CE BYJ220 - ceased Beum Seok Choi CE BYG318 - active, Allianz Global Investors Asia Pacific Limited Jiaming Cheng CE BYK545 - active, Balyasny Asset Management (Hong Kong) Limited Ka Po Ng CE BYC425 - active, Basis Asset Management Limited Ning Liu CE BYE692 - active, BOCI Securities Limited Jiahong Jiang CE BYD011 - active, China International Capital Corporation Hong Kong Securities Limited Junwen Yu CE BYE371 - active, China International Capital Corporation Hong Kong Securities Limited Yichen Ju CE BYI512 - active, CLSA Limited Yanshan Zhou CE BYJ065 - active, CLSA Limited Jie Wang CE BYG216 - active, Daiwa Capital Markets Hong Kong Limited Liang Zhong CE BYI404 - active, Citigroup Global Markets Asia Limited Justin Jun Ting Choo CE BYE739 - active, Entrust Evergreen Partners Limited Jierui Wang CE BYF962 - active, China International Capital Corporation Hong Kong Securities Limited