FINE SECURITIES LIMITED

CE No. BSW442 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FINE SECURITIES LIMITED, a Hong Kong-based licensed corporation with CE reference BSW442. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 8 (total recorded over time: 14). Earliest licence on file: 2023-03-31.

Category:
Sell side · Brokerage ?
Registered address:
Room 1108A & 1108C, 11/F, Empire Centre, No.68 Mody Road, Tsim Sha Tsui, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2023-03-31 present
Type 4 - Advising on securities 2023-03-31 present
Type 9 - Asset management 2023-03-31 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Chak Man Chung 鍾澤敏 RO 1, 4, 9 2023-03 Present
Yufei Wang 王雨菲 RO 1, 4, 9 2025-02 Present
Ying Yu Chan 陳映儒 Rep 1 2026-07 Present
Wenjie Gu 顧雯潔 Rep 1, 4, 9 2023-07 Present
Shan Shan Kwok 郭珊杉 Rep 1, 4, 9 2025-12 Present
Fengming Pan 潘鳳鳴 Rep 1, 4, 9 2026-03 Present
Jiayi Wang 王嘉驛 Rep 1, 4, 9 2026-08 Present
Yimu Zhou 周苡苜 Rep 1, 4, 9 2024-03 Present
Yunfan Jiang 江云帆 Rep 1, 4, 9 2025-09 2026-07
Dan Wang 王丹 RO 1, 4, 9 Rep 4, 9 2025-07 2026-04
Zihuang Yu 俞子煌 Rep 1, 4, 9 2024-04 2025-10
Jing Zhu 朱静 Rep 1, 4, 9 2024-03 2025-04
Tomo-Hito Cheung 張智仁 RO 1, 4, 9 2024-01 2025-01
Kai Chun Chan 陳啟俊 RO 1, 4, 9 2023-03 2024-09
Showing 1–14 of 14

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