Tianlong Securities Co., Limited
天龍證券股份有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianlong Securities Co., Limited (天龍證券股份有限公司), a Hong Kong-based licensed corporation with CE reference BPN732. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 14). Earliest licence on file: 2020-08-31.
- Category:
-
Sell side · Brokerage
- Registered address:
- Units B, C&D, 19F, Neich Tower, 128 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2025-09-22 | present |
| Type 4 - Advising on securities | 2020-08-31 | present |
| Type 9 - Asset management | 2020-08-31 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Bei Li 李北 | RO 1, 4, 9 Rep 4, 9 | 2022-07 | Present |
| Shung Kai Ng 吳崇佳 | RO 1, 4, 9 | 2023-12 | Present |
| Lizhang Miao 繆立璋 | Rep 4, 9 | 2024-11 | Present |
| Hiu Ping Tin 田曉平 | Rep 1, 4, 9 | 2026-07 | Present |
| Fanke Zeng 曾凡可 | Rep 1, 4 | 2026-04 | Present |
| Tian Chen Zhang 張天辰 | Rep 1, 4, 9 | 2026-08 | Present |
| Ming Chu Tse 謝明珠 | Rep 4, 9 | 2020-10 | 2024-03 |
| Dorothy Tze Mei Yung 翁紫薇 | RO 4, 9 | 2020-08 | 2023-12 |
| Peter Kwok 郭致言 | Rep 4, 9 | 2023-02 | 2023-11 |
| Koon Ki Wong 黃冠麒 | RO 4, 9 Rep 4, 9 | 2021-08 | 2023-11 |
| Yue Tat Andy Chan 陳裕達 | Rep 4, 9 | 2020-11 | 2023-04 |
| Shu Cheung Yau 游樹祥 | RO 4, 9 | 2021-06 | 2023-03 |
| Yee Ching Ip 葉綺晴 | Rep 4, 9 | 2020-10 | 2022-10 |
| Chak Man Edward Lee 李澤民 | RO 4, 9 | 2020-08 | 2021-02 |
Showing 1–14 of 14
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司