Capital 9 Limited

第九資本有限公司
CE No. BPI631 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capital 9 Limited (第九資本有限公司), a Hong Kong-based licensed corporation with CE reference BPI631. Currently licensed for regulated activity type(s) 6 - Advising on corporate finance. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2020-07-16.

Category:
Sell side · Consulting ?
Registered address:
Room 1219, 12/F, Bank of America Tower, 12 Harcourt Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 6 - Advising on corporate finance 2020-07-16 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Man Yee Chan 陳敏儀 RO 6 Rep 6 2020-09 Present
Tat Hoi Chu 朱達凱 RO 6 Rep 6 2020-07 Present
Shuk Mei Chan 陳淑媚 Rep 6 2020-07 Present
Byron Ye Kai Tan 陳毅凱 RO 6 Rep 6 2021-06 2024-11
Cheuk Hong Lai 黎卓匡 RO 6 2020-07 2021-07
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1645 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CITIC Securities (Hong Kong) Limited

CE AAK249 - 966 staff - 1 shared activity type - 中信證券(香港)有限公司

Morgan Stanley Asia Limited

CE AAD291 - 904 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 890 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 546 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 455 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 425 staff - 1 shared activity type

Related