Luminous Asset Management (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luminous Asset Management (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference BHA162. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2016-09-20.
- Registered address:
- Room 3606, 36/F, Tower One, Lippo Centre 89 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2024-03-04 | present |
| Type 9 - Asset management | 2016-09-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yen-Fu Chen 陳彥甫 | RO 4, 9 Rep 4, 9 | 2024-01 | Present |
| Mung Yu Poon 潘夢如 | RO 4, 9 | 2022-12 | Present |
| Kwok Yuen Cheung 張國源 | RO 9 | 2016-09 | 2019-02 |
| John Chee King Foo 符致耿 | RO 9 | 2016-09 | 2022-10 |
| Chi Chiu Leung 梁志超 | RO 4, 9 | 2022-12 | 2026-06 |
| Joseph Edward Silva | RO 9 | 2019-11 | 2022-10 |
| Man Ho Jonathan Choi 蔡文浩 | Rep 4, 9 | 2023-04 | 2026-04 |
Showing 1–7 of 7
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 404 staff - 2 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 324 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 2 shared activity types - 瑞穗證券亞洲有限公司