Neumann Advisory Hong Kong Limited

CE No. BFY385 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neumann Advisory Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BFY385. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2015-12-23.

Category:
Buyside · Wealth management
Registered address:
Unit 905-6 ICBC Tower, Three Garden Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2015-12-23 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Yee Ting Leung 梁綺婷 RO 9 2016-11 Present
Fei Zhang 張斐 RO 9 2015-12 Present
Yinchao Wang 王殷超 Rep 9 2024-10 Present
Jiahao Xu 徐嘉浩 Rep 9 2020-04 2026-07
Jiaming Sun 孫佳明 RO 9 2015-12 2016-12
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 1 shared activity type - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 1 shared activity type - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 1 shared activity type - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司

Related