Kwok Hing Securities Limited

國興証券有限公司

CE No. ACS441 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hing Securities Limited (國興証券有限公司), a Hong Kong-based licensed corporation with CE reference ACS441. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 14).
Category:: Sell side · Brokerage ?
Registered address:: Room 702 Far East Consortium Building, 121 Des Voeux Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-07-21
Type 6 - Advising on corporate finance	Pre-2003	2004-07-21
Type 9 - Asset management	Pre-2003	2004-07-21

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Siu Ha Tse 謝筱霞	RO 1, 4, 6, 9	Pre-2003	Present
Hiu Ming Yeung 楊曉明	RO 1 Rep 1	2009-09	2026-06
Sandy Tai Shun Tse 謝戴順	Rep 1, 4, 6, 9	Pre-2003	2025-10
Ka Luk Lau 劉家祿	Rep 1, 4, 6, 9	Pre-2003	2025-08
Philip Chi Wah Chui 崔志華	Rep 1	2008-02	2024-11
Kwok Wing Lee 李國榮	Rep 1	2009-05	2024-11
Ka Yin Ng 吳家燕	Rep 1	2017-10	2024-11
Kwok Tim Chan 陳國添	RO 1, 4, 6, 9	Pre-2003	2021-07
Vega Chi Kau Wong 王志球	Rep 1	2008-02	2017-02
King Chung Wong 王競鍾	Rep 1	2012-06	2016-03
Cheuk Ming Lee 李卓明	Rep 1, 4, 6, 9	Pre-2003	2012-04
Chat Chun Foo 符策晉	Rep 1	2003-12	2011-12
Raymond Kar Kam Yam 任家鑫	Rep 1	2008-03	2011-07
Lai Ping Chui 崔麗萍	Rep 1	2009-06	2009-12