First Worldsec Securities Limited
第一金和昇證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Worldsec Securities Limited (第一金和昇證券有限公司), a Hong Kong-based licensed corporation with CE reference AAZ202. Current licensed staff on file: 0 (total recorded over time: 47).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-12-18 |
| Type 4 - Advising on securities | Pre-2003 | 2024-12-18 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2008-04-10 |
| Type 9 - Asset management | Pre-2003 | 2024-12-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (47)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu-Ping Chien 簡郁萍 | Rep 1 | 2017-11 | 2024-12 |
| Andrew Kit Choi 蔡傑 | RO 1, 4, 9 | Pre-2003 | 2024-12 |
| Hui-Ju Wan 萬蕙茹 | Rep 1, 4 | 2020-04 | 2024-12 |
| Chih Wen Yu 於之文 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-05 | 2024-12 |
| Alex Tsun Ting Ho 何俊霆 | RO 1, 4 Rep 1, 4 | 2006-04 | 2024-03 |
| Sze-Fang Chung 鐘偲方 | Rep 1 | 2008-11 | 2023-08 |
| Chi Yin Poon 潘志賢 | Rep 1 | 2017-02 | 2023-08 |
| Chih-Kang Tan 譚志剛 | Rep 1 | 2020-09 | 2023-07 |
| Chien-Ta Chen 陳建達 | Rep 1 | 2016-03 | 2023-05 |
| Li-Fen Huang 黃麗芬 | Rep 1 | 2019-08 | 2023-05 |
| Zi-Ping Huang 黃子蘋 | Rep 1 | 2006-10 | 2023-05 |
| Pei Yuan Lee 李培源 | RO 1, 4 Rep 1, 4 | 2019-06 | 2023-05 |
| Che-Chun Liao 廖哲群 | Rep 1, 4 | 2006-01 | 2023-05 |
| Ka Wai Shum 沈嘉煒 | Rep 1, 4 | 2018-03 | 2022-09 |
| Shan Shan Chi 祁珊珊 | Rep 1 | 2007-08 | 2020-09 |
| Yu Hao Kuan 關又豪 | Rep 1 | 2019-07 | 2019-08 |
| Ying Ting Chang 張瑩葶 | Rep 1 | 2008-10 | 2018-05 |
| Shao-Chien Hsieh Chiang 江韶千 | Rep 1, 4 | 2006-06 | 2017-04 |
| Hsuan-Wei Chin 秦亘蔚 | RO 9 Rep 1, 9 | 2012-09 | 2017-02 |
| Hau Lin Mak 麥巧蓮 | Rep 1 | 2015-09 | 2017-02 |
| Yuexi Lin 林岳羲 | Rep 1 | 2016-03 | 2017-01 |
| Avis Suen 孫雅蕙 | Rep 1 | 2016-05 | 2016-12 |
| Wei-Ju Chou 周韋汝 | Rep 1 | 2015-10 | 2016-07 |
| Lorraine Lok Yan Wong 黃樂恩 | Rep 1 | 2015-04 | 2016-05 |
| Wen-Chen Chen 陳玟臻 | Rep 1 | 2015-10 | 2015-12 |
| Wei-Chih Cheng 鄭偉智 | RO 9 Rep 1, 9 | 2007-01 | 2015-09 |
| Ke-Wei Chen 陳科維 | RO 1, 4 | 2007-01 | 2015-07 |
| Ka Ming Yeung 楊家明 | Rep 1 | 2008-08 | 2015-02 |
| Ken Wong 黃子健 | Rep 1 | 2014-04 | 2014-09 |
| Wen-Chen Chiu 邱文掁 | Rep 1 | 2008-07 | 2013-06 |
| Yu-Mei Hu 胡玉美 | Rep 1 | 2007-03 | 2012-10 |
| Kon Wang Chau 周幹弘 | Rep 1 | 2008-02 | 2011-10 |
| Yu Kong Chan 陳宇江 | Rep 1 | 2008-02 | 2011-07 |
| Chih Lan Wu 吳芝蘭 | Rep 1 | 2010-08 | 2011-03 |
| Hsiu-Ling Lin 林秀玲 | Rep 1 | 2009-07 | 2010-10 |
| Huei-Chun Hsueh 薛惠君 | Rep 1 | 2008-07 | 2010-09 |
| Ping-Fang Lee 李秉芳 | Rep 1 | 2007-09 | 2010-09 |
| Yi Ta Chang 張誼達 | Rep 1 | 2008-09 | 2010-04 |
| Tsz Chun Kwan 關子臻 | RO 9 Rep 9 | 2008-08 | 2010-02 |
| Yiu Sun Wong 黃耀燊 | Rep 1 | 2009-01 | 2009-06 |
| Yuan-Wen Liang 梁苑文 | Rep 1 | 2007-06 | 2007-10 |
| I-Teng Cheng 鄭義騰 | RO 1, 4, 6 | 2005-03 | 2007-06 |
| Wai Chung 鍾尉 | RO 6 Rep 6 | 2005-04 | 2007-03 |
| Wan-Shun Chou 周萬順 | Rep 1, 4 | 2006-11 | 2007-01 |
| Paul Kwok Kin Cheng 鄭國乾 | RO 1, 4, 6, 9 | 2004-01 | 2006-03 |
| Veronica Wai Ching Li 李慧貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Henry Ying Chew Cheong 張英潮 | RO 1, 4, 6, 9 | 2005-11 | 2006-03 |
Showing 1–47 of 47