Veronica Wai Ching Li
李慧貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Veronica Wai Ching Li (李慧貞), a licensed former licensee with CE reference AHR005. This person has 9.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2013-05-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2013-05-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-31 | 2013-05-28 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2006-10-13 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2006-10-13 | 2010-12-30 |
| MUSHK Limited | Rep | Type 6 - Advising on corporate finance | 2006-10-13 | 2010-12-30 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Veronica Wai Ching Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Paul Kwok Kin Cheng | MUSHK Limited | 2006–2010 |
| Andrew John Portsmouth-Layton | MUSHK Limited | 2006–2010 |
| Candice Pan | MUSHK Limited | 2006–2010 |
| Yuko Kiuchi | MUSHK Limited | 2006–2010 |
| Tamotsu Yasuda | MUSHK Limited | 2006–2010 |
| Makoto Otake | MUSHK Limited | 2007–2010 |
| Darren Charles Vinton | MUSHK Limited | 2006–2010 |
| Andrew Kit Choi | First Worldsec Securities Limited | 2003–2006 |
| Edmond Hoi Tik Lam | MUSHK Limited | 2006–2010 |
| Jody Kit Yee Chan | MUSHK Limited | 2007–2010 |
| Takeshi Mase | MUSHK Limited | 2007–2010 |
| Emiko Hiraoka | MUSHK Limited | 2006–2010 |
| Jennifer Lai Shan So | MUSHK Limited | 2008–2010 |
| Keizo Funato | MUSHK Limited | 2008–2010 |
| Malcolm Bunn | MUSHK Limited | 2008–2010 |
| Man Sau Shum | MUSHK Limited | 2006–2010 |
| Kenichi Hashimoto | MUFG Securities Asia Limited | 2010–2012 |
| Andrew Lamont-Brown | MUSHK Limited | 2007–2010 |
| Miroslav Misha Boudny | MUSHK Limited | 2007–2010 |
| Matthew Watson | MUSHK Limited | 2007–2010 |