Pei Yuan Lee
李培源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Yuan Lee (李培源), a licensed Representative with CE reference AWJ832. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-10 | present |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-24 | 2023-05-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-24 | 2023-05-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-02 | 2020-08-24 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-02 | 2020-08-24 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2020-03-02 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2020-03-02 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-05 | 2019-05-09 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-15 | 2019-05-09 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-15 | 2019-05-09 |
| Amber Hill Capital Limited 安山資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-20 | 2018-12-07 |
| Amber Hill Capital Limited 安山資本有限公司 |
Rep | Type 9 — Asset management | 2018-11-20 | 2018-12-07 |
| Oriental Ever Investment Limited 東融投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-15 | 2018-04-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-01 | 2014-08-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2014-08-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-01 | 2014-08-22 |