United Overseas Bank Limited
大華銀行
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for United Overseas Bank Limited (大華銀行), a Hong Kong-based registered institution with CE reference AAK840. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2024-12-05.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- 6/F, Lee Garden Two, 28 Yun Ping Road, Causeway Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | 2024-12-05 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-16 |
| Type 9 - Asset management | Pre-2003 | 2004-09-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1645 staff - 3 shared activity types - 中國國際金融香港證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 546 staff - 3 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 455 staff - 3 shared activity types - 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 - 425 staff - 3 shared activity types
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 3 shared activity types - 招商證券(香港)有限公司