Wing Lam Au
歐泳琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam Au (歐泳琳), a licensed Representative with CE reference BRM200. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 4.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-04 | present |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2023-07-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2023-07-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-05 | 2023-07-17 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-27 | 2022-08-08 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-27 | 2022-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Lam Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.