Chia-An Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-An Wu (吳家安), a licensed Representative with CE reference BPY308. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-25 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-06-25 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-25 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-06-25 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-02 | 2026-06-17 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-02 | 2026-06-17 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-12 | 2024-11-20 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-12 | 2024-11-20 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-10-12 | 2024-11-20 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-17 | 2023-08-25 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2023-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia-An Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.