Chia-An Wu
吳家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-An Wu (吳家安), CE reference BPY308. Currently licensed at 1 firm(s): Changjiang Securities Brokerage (HK) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-02 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-02 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-12 | 2024-11-20 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-12 | 2024-11-20 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-12 | 2024-11-20 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-17 | 2023-08-25 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-23 | 2023-04-10 |