Carol Ching Yee Law
羅靜怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Ching Yee Law (羅靜怡), CE reference AQR042. Currently licensed at 2 firm(s): JS Cresvale Capital Limited, JS Cresvale Securities International Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-19 | present |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-19 | present |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 9 — Asset management | 2013-11-22 | 2015-11-27 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 — Asset management | 2010-09-08 | 2013-11-22 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-03-19 | 2015-05-28 |