Na Ning Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Ning Chen (陳納寧), a licensed Representative with CE reference BPT423. Currently licensed at 2 firm(s): China Securities (International) Brokerage Company Limited, China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 6.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-29 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-29 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-29 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-29 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-20 | 2022-10-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-20 | 2022-10-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2022-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2022-10-28 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-02 | 2021-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Ning Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ren Wang | BOCI Asia Limited | 2021–2022 |
| Ka Hung Chan | BOCI Asia Limited | 2021–2022 |
| Kin Chung Lui | BOCI Asia Limited | 2021–2022 |
| Kam Ming Sun | BOCI Asia Limited | 2021–2022 |
| Zhiwei Cai | BOCI Asia Limited | 2021–2022 |
| Chen Chi | BOCI Asia Limited | 2021–2022 |
| Jieli Cui | BOCI Asia Limited | 2021–2022 |
| Zuo Qiu Fu | BOCI Asia Limited | 2021–2022 |
| Ziyu Guo | BOCI Asia Limited | 2021–2022 |
| Rong Huang | BOCI Asia Limited | 2021–2022 |
| Hao Jiang | BOCI Asia Limited | 2021–2022 |
| Wai Lei | BOCI Asia Limited | 2021–2022 |
| Taisheng Liu | BOCI Asia Limited | 2021–2022 |
| Yang Lu | BOCI Asia Limited | 2021–2022 |
| Xin Ma | BOCI Asia Limited | 2021–2022 |
| Ho Shing Wu | BOCI Asia Limited | 2021–2022 |
| Gang Xiao | BOCI Asia Limited | 2021–2022 |
| Xinwei Xu | BOCI Asia Limited | 2021–2022 |
| Yue Xu | BOCI Asia Limited | 2021–2022 |
| Xuting Yao | BOCI Asia Limited | 2021–2022 |