Christina Gaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Gaw (吳燕安), a licensed Responsible Officer with CE reference ACS896. Currently licensed at 1 firm(s): Gateway Capital (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Capital (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-07-07 | present |
| Gateway Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-06-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christina Gaw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.