Xiaoye Li
李晓曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoye Li (李晓曄), a licensed Representative with CE reference BOR341. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-04 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-16 | 2024-02-23 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-05-16 | 2024-02-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-07 | 2022-01-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-07 | 2022-01-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-07 | 2022-01-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-08-07 | 2020-06-08 |