Sum Wah Liu
廖芯嬅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Wah Liu (廖芯嬅), a licensed former licensee with CE reference BPI157. This person has 3.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-13 | 2023-12-03 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Wah Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Sing Ting | Duo Asset Management Limited | 2020–2023 |
| Yue Lu | Duo Asset Management Limited | 2022–2023 |
| Pak Fai Tsui | Duo Asset Management Limited | 2020–2022 |
| Pui Wai Raymond Leung | Duo Asset Management Limited | 2021–2022 |
| Ho Lam Tang | Duo Asset Management Limited | 2020–2021 |
| Jun Xie | Duo Asset Management Limited | 2022–2023 |
| Lina Mee Mee Cheng | Duo Asset Management Limited | 2020 |
| Yixuan Zhao | Duo Asset Management Limited | 2023 |