Zhongwei Shi
史中偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongwei Shi (史中偉), a licensed Representative with CE reference BOQ900. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2025-02-26 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-26 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-02-26 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-08-16 | 2024-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-08-16 | 2024-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-16 | 2024-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-26 | 2022-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-26 | 2022-06-01 |