Yue Shing Mak
麥汝成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Shing Mak (麥汝成), a licensed former licensee with CE reference ACL135. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-11 | 2021-02-11 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-12 | 2024-06-30 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-12 | 2020-05-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-03 | 2020-03-05 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-03-05 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-03 | 2020-03-05 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-27 | 2019-05-05 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-02-27 | 2019-05-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-29 | 2019-05-05 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-29 | 2019-02-27 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-01-29 | 2019-02-27 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-11 | 2019-01-25 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-11 | 2019-01-25 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-08-11 | 2019-01-25 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-09-25 | 2015-07-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2015-07-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-03-18 | 2015-07-31 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-16 | 2013-02-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-10-16 | 2013-02-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | 2013-02-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-01 | 2012-10-16 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-05-31 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-30 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |