Xiaoli Lin
林曉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Lin (林曉莉), a licensed former licensee with CE reference ATR336. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-27 | 2023-07-07 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-27 | 2023-07-07 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-27 | 2023-07-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2011-01-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-07 | 2011-01-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-09-07 | 2011-01-14 |