Xiaoli Lin
林曉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Lin (林曉莉), a licensed former licensee with CE reference ATR336. This person has 1.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-27 | 2023-07-07 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-27 | 2023-07-07 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-27 | 2023-07-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2011-01-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-07 | 2011-01-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-09-07 | 2011-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoli Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.