Xuan Hai Au Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Hai Au Le ( ), a licensed former licensee with CE reference BNN722. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-12 | 2023-04-22 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-09-12 | 2023-04-22 |