Xuan Hai Au Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Hai Au Le, a licensed former licensee with CE reference BNN722. This person has 4.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-12 | 2023-04-22 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-09-12 | 2023-04-22 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Hai Au Le during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Colin Ashley Embree | NBC Financial Markets Asia Limited | 2018–2023 |
| Victor Lee | NBC Financial Markets Asia Limited | 2018–2023 |
| Takashi Sato | NBC Financial Markets Asia Limited | 2018–2023 |
| Tokunari Riku | NBC Financial Markets Asia Limited | 2018–2023 |
| Philippe Gagnon | NBC Financial Markets Asia Limited | 2020–2023 |
| Lai Lai Leung | NBC Financial Markets Asia Limited | 2018–2023 |
| Hu Hui | NBC Financial Markets Asia Limited | 2022–2023 |