Tokunari Riku
陸德成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tokunari Riku (陸德成), a licensed former licensee with CE reference BGM932. This person has 7.9 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-12 | 2023-10-26 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2017-09-20 | 2023-10-26 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2021-05-12 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Tokunari Riku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Colin Ashley Embree | NBC Financial Markets Asia Limited | 2015–2023 |
| Victor Lee | NBC Financial Markets Asia Limited | 2015–2023 |
| Lai Lai Leung | NBC Financial Markets Asia Limited | 2015–2023 |
| Takashi Sato | NBC Financial Markets Asia Limited | 2018–2023 |
| Xuan Hai Au Le | NBC Financial Markets Asia Limited | 2018–2023 |
| Philippe Gagnon | NBC Financial Markets Asia Limited | 2020–2023 |
| Martin Legault | NBC Financial Markets Asia Limited | 2015–2018 |
| Hu Hui | NBC Financial Markets Asia Limited | 2022–2023 |
| Eoin Ciaran Mac Mathuna | NBC Financial Markets Asia Limited | 2023 |
| Kevin Power | NBC Financial Markets Asia Limited | 2023 |
| George Vincent Jack Holbrow-Wilshaw | NBC Financial Markets Asia Limited | 2023 |