Tokunari Riku

陸德成
CE No. BGM932 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tokunari Riku (陸德成), a licensed former licensee with CE reference BGM932. This person has 7.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
NBC Financial Markets Asia Limited
加拿大國家金融市場亞洲有限公司
RO Type 1 - Dealing in securities 2021-05-12 2023-10-26
NBC Financial Markets Asia Limited
加拿大國家金融市場亞洲有限公司
RO Type 3 - Leveraged foreign exchange trading 2017-09-20 2023-10-26
NBC Financial Markets Asia Limited
加拿大國家金融市場亞洲有限公司
Rep Type 1 - Dealing in securities 2015-11-17 2021-05-12

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Tokunari Riku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Colin Ashley Embree NBC Financial Markets Asia Limited 2015–2023
Victor Lee NBC Financial Markets Asia Limited 2015–2023
Lai Lai Leung NBC Financial Markets Asia Limited 2015–2023
Takashi Sato NBC Financial Markets Asia Limited 2018–2023
Xuan Hai Au Le NBC Financial Markets Asia Limited 2018–2023
Philippe Gagnon NBC Financial Markets Asia Limited 2020–2023
Martin Legault NBC Financial Markets Asia Limited 2015–2018
Hu Hui NBC Financial Markets Asia Limited 2022–2023
Eoin Ciaran Mac Mathuna NBC Financial Markets Asia Limited 2023
Kevin Power NBC Financial Markets Asia Limited 2023
George Vincent Jack Holbrow-Wilshaw NBC Financial Markets Asia Limited 2023
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