Tomoko Yoshihara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoko Yoshihara ( ), a licensed former licensee with CE reference BMO654. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-16 | 2026-03-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-24 | 2025-11-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-09-05 | 2025-09-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-07-11 | 2025-07-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-30 | 2025-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-17 | 2025-04-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-01-20 | 2025-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-26 | 2024-12-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-09-10 | 2024-09-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-07-08 | 2024-07-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-03-18 | 2024-03-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-09-08 | 2023-09-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-06 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-16 | 2018-08-31 |