Stuart Michael Allan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Michael Allan ( ), a licensed former licensee with CE reference AXB346. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-11 | 2020-03-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | 2011-06-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-24 | 2011-06-24 |