Lei (SFC:BLL868) Li
李蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BLL868) Li (李蕾), CE reference BLL868. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2023-06-29 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2023-06-29 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2023-06-29 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-06-20 | 2023-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-06-20 | 2023-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-06-20 | 2023-06-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-09-20 | 2020-12-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-09-20 | 2020-12-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-09-20 | 2020-12-14 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2018-09-20 | 2020-12-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2018-07-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-10 | 2018-07-23 |