Chao Jiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Jiang ( ), a licensed former licensee with CE reference BRV006. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-22 | 2025-02-19 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-17 | 2025-02-19 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2022-06-17 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-05 | 2023-02-22 |