Pui Yee Pearl Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Pearl Liu (廖佩兒), a licensed Representative with CE reference BJE599. Currently licensed at 2 firm(s): Money Concepts (Asia) Holdings Limited, Money Concepts Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-28 | present |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-28 | present |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-21 | present |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-21 | 2024-05-17 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee Pearl Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.