Yuen Mei Lo

羅婉薇
CE No. BAL307 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Mei Lo (羅婉薇), a licensed former licensee with CE reference BAL307. This person has 4.5 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Money Concepts (Asia) Holdings Limited
美國萬利理財控股有限公司
Rep Type 1 - Dealing in securities 2022-12-20 2026-10-17
Money Concepts (Asia) Holdings Limited
美國萬利理財控股有限公司
Rep Type 4 - Advising on securities 2022-12-20 2026-10-17
Money Concepts (Asia) Holdings Limited
美國萬利理財控股有限公司
Rep Type 9 - Asset management 2022-12-20 2026-10-17
Money Concepts Asset Management Limited
美國萬利資產管理有限公司
Rep Type 1 - Dealing in securities 2022-09-15 2024-05-17
Money Concepts Asset Management Limited
美國萬利資產管理有限公司
Rep Type 4 - Advising on securities 2022-09-15 2026-10-17
Money Concepts Asset Management Limited
美國萬利資產管理有限公司
Rep Type 9 - Asset management 2022-09-15 2026-10-17
One Belt One Road Securities and International Asset Management Limited
一帶一路證券及國際資產管理有限公司
Rep Type 1 - Dealing in securities 2019-03-28 2019-08-31
One Belt One Road Securities and International Asset Management Limited
一帶一路證券及國際資產管理有限公司
Rep Type 4 - Advising on securities 2019-03-28 2019-08-31
One Belt One Road Securities and International Asset Management Limited
一帶一路證券及國際資產管理有限公司
Rep Type 9 - Asset management 2019-03-28 2019-08-31

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