Katherine Kwan Choi Chik
戚群采
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Kwan Choi Chik (戚群采), a licensed former licensee with CE reference AVL718. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-08 | 2019-01-16 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-08 | 2019-01-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2014-12-12 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-18 | 2014-12-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-09 | 2011-04-26 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | 2010-08-09 | 2011-04-26 |