Lin Li
李琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Li (李琳), a licensed former licensee with CE reference BIO011. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-23 | 2026-04-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-03 | 2020-04-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-03 | 2020-04-21 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2018-09-21 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-15 | 2018-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.