Lin Li
李琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Li (李琳), CE reference BIO011. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-23 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2020-04-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2020-04-21 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2018-09-21 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2018-09-21 |