Tristan Hardwicke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tristan Hardwicke, CE reference BHY271. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-06-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-06-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-06-27 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-07 | 2022-05-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-07 | 2022-05-13 |
| Marex HK Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-07-31 |
| Marex HK Asia Limited |
Rep | Type 1 — Dealing in securities | 2016-08-11 | 2017-07-31 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-08-11 | 2016-12-19 |