Yee Ki Aiki Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ki Aiki Ng (吳綺琪), a licensed Responsible Officer with CE reference BHU614. Currently licensed at 1 firm(s): KEYSTONE CAPITAL LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-16 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 4 - Advising on securities | 2019-09-16 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 9 - Asset management | 2019-09-16 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-05 | 2019-09-16 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 - Asset management | 2016-08-05 | 2019-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Ki Aiki Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.