Danny Kam Lung To
杜錦龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danny Kam Lung To (杜錦龍), a licensed former licensee with CE reference ARA334. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-29 | 2024-08-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-29 | 2024-08-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-29 | 2024-08-14 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-30 | 2023-06-26 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-30 | 2023-06-26 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-30 | 2023-06-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2010-06-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-12 | 2010-06-09 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2009-03-09 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-02 | 2009-03-09 |