James John Trafford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James John Trafford ( ), a licensed former licensee with CE reference BHO846. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2016-06-07 | 2024-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-07 | 2024-04-01 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2016-06-07 | 2024-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-07 | 2024-04-01 |