James John Trafford

CE No. BHO846 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James John Trafford, a licensed former licensee with CE reference BHO846. This person has 7.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
FIL Investment Advisors Rep Type 4 - Advising on securities 2016-06-07 2024-04-01
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 - Advising on securities 2016-06-07 2024-04-01
FIL Investment Advisors Rep Type 9 - Asset management 2016-06-07 2024-04-01
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 9 - Asset management 2016-06-07 2024-04-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James John Trafford during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Himalee Bahl FIL Investment Advisors 2016–2024
Shiu Leung Chung FIL Investment Advisors 2016–2024
Hwa Jeong Jin FIL Investment Advisors 2016–2024
Polly Heung Yan Kwan FIL Investment Advisors 2016–2024
Jing Li FIL Investment Advisors 2016–2024
Vincent Siu Pan Li FIL Investment Advisors 2016–2024
Nitin Mathur FIL Investment Advisors 2016–2024
Gary Stuart Monaghan FIL Investment Advisors 2016–2024
Dale Owen Nicholls FIL Investment Advisors 2016–2024
Tim Yu Pang FIL Investment Advisors 2016–2024
Dhananjay Shrikrishna Phadnis FIL Investment Advisors 2016–2024
Xiaoxi Qin FIL Investment Advisors 2016–2024
Tae-Ho Ryu FIL Investment Advisors 2016–2024
Di Tian FIL Investment Advisors 2016–2024
Catherine Ann Yeung FIL Investment Advisors 2016–2024
Hyo Mi Jie FIL Investment Advisors 2016–2024
Ben Li FIL Investment Advisors 2016–2024
Casey Bowen McLean FIL Investment Advisors 2016–2024
Eric Yung Wong FIL Investment Advisors 2016–2024
Bo Zhou FIL Investment Advisors 2016–2024
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