Zhiyuan Lyu

呂志遠
CE No. BGY599 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyuan Lyu (呂志遠), a licensed former licensee with CE reference BGY599. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2024-12-16 2025-12-04
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2024-12-16 2025-12-04
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2019-10-18 2024-06-06
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 1 - Dealing in securities 2019-10-18 2024-06-06
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2019-10-18 2024-06-06
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2016-02-01 2019-07-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2016-02-01 2019-07-08

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