Pui Yi Tse
謝佩宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yi Tse (謝佩宜), a licensed former licensee with CE reference BNE636. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2021-06-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-09 | 2021-06-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-09 | 2021-06-18 |