Ho Ting Tse
謝浩廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ting Tse (謝浩廷), CE reference BGO659. Currently licensed at 4 firm(s): China Everbright Securities (HK) Limited, Everbright Securities Digital Finance (HK) Limited , Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-15 | present |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-15 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-15 | present |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-15 | present |
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-12-28 | 2024-03-29 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-05 | 2022-06-17 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-05 | 2022-06-17 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2021-10-05 | 2022-06-17 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-05 | 2022-06-17 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-03 | 2021-09-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-11 | 2021-09-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-25 | 2017-01-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-25 | 2017-01-29 |