Man Sau Shum
沈文秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sau Shum (沈文秀), a licensed former licensee with CE reference AAE587. This person has 18.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-28 | 2021-09-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-28 | 2021-09-01 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2010-06-02 | 2010-09-11 |
| MUSHK Limited | RO | Type 1 - Dealing in securities | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 2 - Dealing in futures contracts | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 4 - Advising on securities | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 5 - Advising on futures contracts | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-05 | 2005-06-15 |
| MUSHK Limited | Rep | Type 5 - Advising on futures contracts | 2003-06-05 | 2005-06-15 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-15 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-15 |
| MUSHK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| MUSHK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Sau Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.