Man Sau Shum
沈文秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sau Shum (沈文秀), a licensed former licensee with CE reference AAE587. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-28 | 2021-09-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-28 | 2021-09-01 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-06-02 | 2010-09-11 |
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 2 — Dealing in futures contracts | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | RO | Type 5 — Advising on futures contracts | 2005-06-15 | 2010-06-02 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-05 | 2005-06-15 |
| MUSHK Limited | Rep | Type 5 — Advising on futures contracts | 2003-06-05 | 2005-06-15 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | present | 2005-06-15 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | present | 2005-06-15 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| MUSHK Limited | Rep | Type 9 — Asset management | present | 2003-07-30 |