Winnie Wen-Yu Chen
陳玟伃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wen-Yu Chen (陳玟伃), a licensed former licensee with CE reference AVK949. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-15 | 2022-07-14 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-15 | 2022-07-14 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-03 | 2021-11-14 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-30 | 2021-11-14 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-29 | 2017-04-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-24 | 2015-03-14 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2014-11-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2011-07-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wen-Yu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.