Sung Wai Lam
林崇偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Wai Lam (林崇偉), a licensed former licensee with CE reference BGO451. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-22 | 2025-09-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-22 | 2025-09-20 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-27 | 2021-12-01 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | 2021-12-01 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-03 | 2019-02-28 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2020-06-12 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2018-04-20 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-10 | 2018-04-20 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-16 | 2016-11-03 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-16 | 2016-11-03 |