Joseph Tawei Lin
林達崴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Tawei Lin (林達崴), CE reference BFW676. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2022-11-21 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-30 | 2022-08-19 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-30 | 2022-08-19 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-30 | 2022-08-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2020-02-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-17 | 2020-02-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-17 | 2020-02-11 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-07-27 | 2017-04-07 |