Qiqi (SFC:BFO348) Li
李祺琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiqi (SFC:BFO348) Li (李祺琦), CE reference BFO348. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-06-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-06-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-06-29 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2018-06-22 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-03 | 2018-06-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-03 | 2018-06-22 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-03 | 2018-06-22 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-18 | 2016-12-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-18 | 2016-12-12 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2016-11-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-01 | 2016-11-03 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2015-09-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2015-09-15 |