Liushan Chen
陳柳山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liushan Chen (陳柳山), a licensed Responsible Officer with CE reference BIN722. Currently licensed at 1 firm(s): JAKK Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JAKK Capital Management Limited |
RO | Type 4 — Advising on securities | 2026-04-29 | present |
| JAKK Capital Management Limited |
RO | Type 9 — Asset management | 2026-04-29 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | 2024-03-01 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-09-05 | 2024-03-01 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-20 | 2022-08-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | 2022-08-21 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-27 | 2020-01-28 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-27 | 2020-01-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2016-12-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2016-12-21 |