Ka Li Lam
林嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Li Lam (林嘉莉), a licensed former licensee with CE reference BDX792. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-16 | 2022-10-22 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-16 | 2022-10-22 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | 2019-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-15 | 2019-07-13 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-20 | 2019-03-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2019-03-29 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-30 | 2016-12-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-09 | 2015-09-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2015-09-16 |