Qing Chen

陳晴
CE No. BBU785 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Chen (陳晴), a licensed former licensee with CE reference BBU785. This person has 8.4 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
BCCF Securities Co., Limited
文心証券有限公司
RO Type 4 - Advising on securities 2016-10-03 2022-02-04
BCCF Securities Co., Limited
文心証券有限公司
RO Type 9 - Asset management 2016-10-03 2022-02-04
BCCF Securities Co., Limited
文心証券有限公司
Rep Type 4 - Advising on securities 2016-08-11 2016-10-03
BCCF Securities Co., Limited
文心証券有限公司
Rep Type 9 - Asset management 2016-08-11 2016-10-03
Gold Mountains Asset Management Limited
金山資產管理有限公司
RO Type 4 - Advising on securities 2014-10-31 2016-08-05
Gold Mountains Asset Management Limited
金山資產管理有限公司
RO Type 9 - Asset management 2014-10-31 2016-08-05
Gold Mountains Asset Management Limited
金山資產管理有限公司
Rep Type 4 - Advising on securities 2013-09-05 2014-10-31
Gold Mountains Asset Management Limited
金山資產管理有限公司
Rep Type 9 - Asset management 2013-09-05 2014-10-31

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