Zandrew Chin Tao Liu
廖展圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zandrew Chin Tao Liu (廖展圖), a licensed former licensee with CE reference BDO201. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-17 | 2019-06-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-17 | 2019-06-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-01-17 | 2019-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-06 | 2017-08-18 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-06 | 2017-08-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-06 | 2017-08-18 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-06 | 2017-08-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-06-06 | 2017-08-18 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-06-06 | 2017-08-18 |