Ho Yin Lee
李浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lee (李浩然), a licensed former licensee with CE reference BDI687. This person has 10.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-19 | 2024-06-20 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-29 | 2023-11-29 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-11-29 | 2025-01-29 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-04-09 | 2023-04-28 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-04 | 2023-04-28 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-02-04 | 2019-04-09 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-08 | 2019-01-01 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-20 | 2019-01-01 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-19 | 2018-05-08 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-24 | 2018-04-19 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-24 | 2018-04-19 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-16 | 2015-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.