Chung Yuen Wan
溫頌源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yuen Wan (溫頌源), a licensed former licensee with CE reference AXF966. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-06 | 2023-12-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-09 | 2015-12-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2015-12-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-06 | 2015-12-17 |