Pooja Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pooja Gupta, a licensed former licensee with CE reference BIC159. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-17 | 2022-10-14 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2019-04-16 | 2022-10-14 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-31 | 2018-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-31 | 2018-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-08-31 | 2018-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pooja Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.